A global investment firm is seeking a compliance officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, the role involves developing and maintaining compliance policies, providing regulatory guidance on financial markets and trading, and collaborating with global teams to ensure adherence to UK and European regulations. The ideal candidate will have 5–10 years of regulatory compliance experience, preferably in an alternative investment firm, with a strong understanding of FCA regulations for MiFID investment firms. Strong analytical, communication, and problem-solving skills are essential, along with the ability to manage compliance projects and adapt to evolving regulatory frameworks.
This is an excellent opportunity to contribute to a high-calibre investment environment while playing a key role in regulatory compliance and governance. For further information, please get in touch at deepthi.kapavarapu@ap-executive.com
AP Group is acting as an introductory service in relation to this vacancy. By submitting your CV for consideration, you are consenting to its retention for the purpose of securing you work. Any information you provide to AP Group and its subsidiaries will be subject to the protection of Data Protection Laws, our policy for which can be found at https://www.apgroupglobal.com/privacy-notice/